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Title
Text copied to clipboard!Regulatory Compliance Attorney
Description
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We are looking for a highly skilled and detail-oriented Regulatory Compliance Attorney to join our legal and compliance team. This role is essential in ensuring that our organization adheres to all applicable laws, regulations, and internal policies. The ideal candidate will have a strong background in regulatory law, excellent analytical skills, and the ability to communicate complex legal concepts clearly to non-legal stakeholders.
As a Regulatory Compliance Attorney, you will be responsible for monitoring regulatory developments, advising internal departments on compliance matters, and developing strategies to mitigate legal risks. You will work closely with various departments including risk management, operations, finance, and executive leadership to ensure that the company’s practices align with legal and ethical standards.
Your day-to-day responsibilities will include conducting legal research, drafting and reviewing compliance policies, responding to regulatory inquiries, and representing the company in dealings with regulatory agencies. You will also be expected to lead internal investigations, provide training on compliance topics, and assist in the development of compliance programs.
This position requires a Juris Doctor (JD) degree from an accredited law school and active bar membership in at least one U.S. jurisdiction. Experience in a regulated industry such as finance, healthcare, or energy is highly desirable. The successful candidate will demonstrate strong judgment, integrity, and the ability to work independently in a fast-paced environment.
If you are passionate about legal compliance and want to play a key role in protecting and guiding a dynamic organization, we encourage you to apply.
Responsibilities
Text copied to clipboard!- Monitor and interpret regulatory changes affecting the organization
- Advise internal teams on compliance with laws and regulations
- Develop and implement compliance policies and procedures
- Conduct internal investigations and audits
- Respond to inquiries from regulatory agencies
- Provide training and education on compliance topics
- Review and draft legal documents related to compliance
- Collaborate with risk management and legal teams
- Support licensing and registration processes
- Assist in preparing reports for senior management and regulators
Requirements
Text copied to clipboard!- Juris Doctor (JD) degree from an accredited law school
- Active bar membership in at least one U.S. jurisdiction
- 3+ years of experience in regulatory compliance or related legal field
- Strong knowledge of federal and state regulatory frameworks
- Excellent legal research and writing skills
- Ability to interpret complex regulations and communicate clearly
- Experience in a regulated industry preferred
- Strong ethical standards and professional integrity
- Ability to manage multiple projects simultaneously
- Detail-oriented with strong analytical skills
Potential interview questions
Text copied to clipboard!- Do you have an active bar license? If so, in which jurisdiction?
- How many years of experience do you have in regulatory compliance?
- Have you worked in a regulated industry such as finance or healthcare?
- Can you describe a time you handled a regulatory investigation?
- What compliance frameworks are you most familiar with?
- How do you stay updated on regulatory changes?
- Have you ever developed or implemented a compliance program?
- What is your approach to training non-legal staff on compliance?
- How do you prioritize multiple compliance projects?
- Are you comfortable interacting with regulatory agencies?
